1. Financial Crime Risk Management: Advanced Audit Techniques for Fraud, AML & Sanctions

1. Financial Crime Risk Management: Advanced Audit Techniques for Fraud, AML & Sanctions

2026 Internal Audit Seminar Series:
Financial Crime Risk Management: Advanced Audit Techniques for Fraud, AML & Sanctions

Date & Time:

January 28, 2026  12:00 p.m. - 1:00 p.m. ET
 
This session examines internal audit’s responsibilities in evaluating fraud, AML, and sanctions programs amid heightened regulatory scrutiny and rapidly evolving typologies. Participants will explore advanced, risk-based testing approaches and gain insight into common control gaps across the financial services industry.

Learning Objectives:
Participants will be able to:
• Evaluate the effectiveness of financial crime risk management frameworks, including AML, sanctions, and fraud controls.
• Identify common red flags, data indicators, and control breakdowns within financial crime prevention programs.
• Apply risk-based audit methodologies to assess governance, monitoring, and investigative processes.