2026 Internal Audit Seminar Series: January – September 2026 (10 CPE’s)

ProSight’s Internal Audit Seminar series has been specifically designed by ProSight‘s Internal Audit Council for Internal Auditors; as well other professionals from Operations, Technology, Risk, Compliance and Legal across the three lines of defense. Each seminar in the series has been designed to provide “Auditing” as the field of study for continuing education credits, and over the course of the series you can earn up to ten (10) CPE credits. 

The topics are designed to be applicable to financial institutions of all sizes, including but not limited to community banks, mid-size banks, regional & large banks, and SIFIs as well as FBOs operating in the US; along with investment banks, insurance companies, asset managers, credit unions and private equity organizations.

For inquiries into our all-access institutional pricing, contact your Relationship Manager.

2026 Internal Audit Seminar Series:
1. Financial Crime Risk Management: Advanced Audit Techniques for Fraud, AML & Sanctions
January 28, 2026, 12:00 p.m. - 1:00 p.m. ET

2. Internal Audit Transformation: Leveraging Innovation to Enhance Strategic Impact
February 18, 2026, 12:00 p.m. - 1:00 p.m. ET

3. Building a Future-Ready Audit Workforce: Talent Strategies for Financial Services
March 18, 2026, 12:00 p.m. - 1:00 p.m. ET

4. Digital Assets & Emerging Technologies: Assessing Risk in a Dynamic Regulatory Environment
April 22, 2026, 12:00 p.m. - 1:00 p.m. ET

5. Emerging Risks & Regulatory Priorities in Financial Services: Implications for Internal Audit
May 20, 2026, 12:00 p.m. - 1:00 p.m. ET

6. Beyond Assurance: Expanding Internal Audit’s Influence and Organizational Impact
May 20, 2026, 1:00 p.m. - 2:00 p.m. ET

7. Wealth Management & Fiduciary Risk: Audit Considerations for Evolving Topics and Risk
June 24, 2026, 12:00 p.m. - 1:00 p.m. ET

8. Internal Audit in the Age of AI: Advancing Assurance and Governance Through Intelligent Technology
July 22, 2026, 12:00 p.m. - 1:00 p.m. ET

9. Effective Board Engagement: Enhancing Internal Audit’s Influence and Strategic Alignment
August 19, 2026, 12:00 p.m. - 1:00 p.m. ET

10. Cyber Risk & Technology Resilience: Internal Audit’s Role in a Complex Threat Environment
September 23, 2026, 12:00 p.m. - 1:00 p.m. ET

2026 Internal Audit Seminar Series:
Building a Future-Ready Audit Workforce: Talent Strategies for Financial Services

Date & Time:
March 18, 2026, 12:00 p.m. - 1:00 p.m. ET

This session explores workforce planning challenges unique to financial services, including sourcing specialized expertise, advancing digital fluency, and fostering career pathways. Attendees will explore approaches to talent acquisition, development, and retention within high-performance audit organizations.

Learning Objectives:
Participants will be able to:
• Identify the enhanced skills and competencies needed for control assurance functions to support evolving audit expectations and regulatory scrutiny.
• Design and implement talent strategies that improve recruitment, engagement, and retention of audit professionals.
• Evaluate upskilling and capability-building programs that support agility, innovation, and digital transformation.

2026 Internal Audit Seminar Series:
Digital Assets & Emerging Technologies: Assessing Risk in a Dynamic Regulatory Environment

Date & Time:
April 22, 2026, 12:00 p.m. - 1:00 p.m. ET

This session provides a structured approach for assessing risks associated with digital assets, blockchain, and related technologies. Attendees will review regulatory developments, supervisory expectations, and audit methodologies relevant to controls over digital asset activities.

Learning Objectives:
Participants will be able to:
• Evaluate risks associated with digital asset products, platforms, and enabling technologies.
• Apply audit methodologies to assess governance, safeguarding, and operational controls over digital asset activities.
• Interpret emerging regulatory and legal developments impacting digital asset operations and risk management.

Site Information:
Zions Bank
7860 Bingham Junction Blvd
Midvale, UT 84047
 

Event Dates & Times: 
April 28, 2026 6:00 p.m. - 8:00 p.m. MT (Dinner)
April 29, 2026 8:00 a.m. - 5:00 p.m. MT

This is an invitation only meeting for those individuals at large banks who have responsibility for calculating their institution’s Allowance for Credit Loss (ACL). This meeting is generally for large, super-regional and mid-tier banks with assets greater than $25 billion. In this peer sharing event, participants will discuss current credit issues and share best practices related to reserves. Past discussion topics include but are not limited to the following: reasonable & supportable periods; reversion periods; day one; triggers & thresholds; governance/structure and reporting.    The round table agenda is determined based on topics of discussion chosen by the participants. 

Learning Objectives:
1. Make strong peer connections across the ProSight footprint
2. Keep abreast of the current issues and practices as it relates to the allowance for credit losses
3. Gain and provide best practices with your peers around the allowance for credit losses
 

Who will benefit?
Banking professionals involved in the allowance for credit losses at their financial institution

Asset size:
$25B and over

Event Dates & Times:
July 14, 2026 2:00 p.m. - 5:00 p.m. ET 
July 15, 2026 2:00 p.m. - 5:00 p.m. ET

Once you have registered through the ProSight website you will receive an email to complete your registration for this event in Zoom.

The Community Banking Credit & Lending Forum is a new peer-learning event that focuses on current issues facing community bankers.  Participants will hear presentations from guest speakers on a variety of timely topics and share information, ask questions, and exchange ideas to broaden their knowledge and understanding of the issues discussed. Who will benefit? Experienced community bankers (credit and lending officers, chief credit officers, chief risk officers, senior lenders who handle the lending and credit oversight at community banks generally with asset sizes that are under $10 billion.

Learning Objectives:
1. You will benefit from the problem solving techniques discussed by your peers, regardless of the size of your institution. 
2. Expect to share information, ask questions, and exchange ideas to broaden your knowledge and understanding of the issues discussed. 
3. The forum presents an excellent opportunity for you to meet and discuss common challenges with your peers.

Event Dates & Times: 
May 4, 2026 6:00 p.m. – 8:00 p.m. CT (Dinner)
May 5, 2026 8:00 p.m. - 4:30 p.m. CT

Recent trends and events across the industry, including:  cyber incidents, pandemic, third party reliance, technology failures, civil unrest, manmade and natural disasters, and increased regulatory scrutiny highlight the need for organizations to focus on business continuity management and operational resilience to mitigate potential adverse impacts of these events on their ability to operate and deliver products and services for their customers.

Because of the increasing importance of, and focus on, Business Continuity Management and Operational Resilience, we are planning to host an ProSight Roundtable to discuss topics of interest (e.g., what system(s)/application(s) are you using for Business Continuity Management, Disaster Recovery, and Operational Resilience activities? In which line of defense does your Business Continuity Management and Operational Resilience function sit? How do you identify mission critical products and services? How do you identify, quantify, and analyze the impact(s) of business processes on the organization?  What metrics are shared with Senior and Executive Management? What are current industry best practices?)

Who will benefit?
The Roundtable will ideally include first and second line of defense representatives from institutions with $40+B in assets:
- Chief (Enterprise) Resilience Officer
- Business Continuity Management Director
- Operational Resilience Management Director
- Disaster Recovery Management Director
- Second Line Enterprise or Operational Risk Management

Asset size:
$40B and over

Lodging:
There are several hotels in the area if people need recommendations. We tend to work with the Hilton Frontenac, Courtyard St. Louis West County/ Residence Inn by Marriott (12815 Daylight Dr), or Fairfield Inn & Suites / Residence Inn by Marriott (11918 Westline Industrial Drive).

Site Information:
TBD
Miami, FL

Event Dates & Times: 
May 4, 2026 6:00 p.m. - 8:00 p.m. ET (dinner)
May 5, 2026 8:00 a.m. - 5:00 p.m. ET

Join us for the ProSight Business Banking Executive Roundtable. This event designed to connect you with other financial service leaders (VP, SVP, Directors) making strategic decisions surrounding business banking. This event is designed for banks up to $50B in assets. You will participate in an insightful roundtable discussion where you can pose questions, exchange ideas, and learn from your peers' experiences. Topics previously covered include bank collaboration strategies, small business marketing, lead management resources, deposit acquisition and profitability modeling.

The ProSight Business Banking Executive Roundtable is a wonderful way to network with other financial service leaders facing the same dynamic landscape. Don’t miss this opportunity to connect with your peers and expand your knowledge. Register now and secure your spot!

2026 Internal Audit Seminar Series:
Emerging Risks & Regulatory Priorities in Financial Services: Implications for Internal Audit

Date & Time:
May 20, 2026, 12:00 p.m. - 1:00 p.m. ET

This session examines key emerging and known risks and supervisory priorities shaping financial services in 2026. Participants will analyze regulatory expectations and discuss practical approaches for aligning Internal Audit, Risk, and Compliance coverage to emerging industry imperatives.

Learning Objectives:
Participants will be able to:
• Identify key emerging and ongoing regulatory risks and their impact on internal audit planning and coverage.
• Interpret supervisory expectations relevant to risk governance, compliance management, and assurance activities.
• Evaluate alternative approaches Internal Audit can use to address emerging and known risks and enhance coordination across the lines of defense.

2026 Internal Audit Seminar Series:
Beyond Assurance: Expanding Internal Audit’s Influence and Organizational Impact

Date & Time:
May 20, 2026, 1:00 p.m. - 2:00 p.m. ET

This session explores how Internal Audit can expand its value proposition through insight generation, advisory engagement, and stakeholder communication. Participants will assess practical methods for increasing IA’s visibility, relevance, and influence across the enterprise.

Learning Objectives:
Participants will be able to:
• Identify enhancements to audit approaches that strengthen influence, insight, and organizational impact.
• Evaluate current and emerging practices used by leading audit functions to remain relevant to stakeholders.
• Compare communication approaches for status reporting, escalation, and delivery of impactful messages to leadership and Boards.

Booking Link:
Embassy Suites by Hilton Nashville Downtown

Event Dates and Times:
Monday, June 1, 2026 5:00 p.m.  – 7:00 p.m. CT;
Tuesday, June 2, 2026 7:30 a.m. – 9:00 p.m. CT
Wednesday, June 3, 2026 7:30 a.m. – 12:30 p.m. CT

IMPORTANT: Due to this year’s anticipated conference demand, ProSight will cover the first 150 chapter leaders attendance costs (which includes: conference registration fees, and (2) hotel nights).  Additional chapter leaders can still attend, however at a registration fee of $650 to cover the cost of meals. In addition, they will be responsible to cover all hotel expenses (paid individually or by the chapter).  Please register early to ensure that you will be included in the first 150 chapter registrations.

Requirements to attend for free are:
1) Must be an ProSight member
2) Must be a board member for 2026-2027
3) Must be a 1st - 3rd time attendee*
*If you have already attended the CLC In-Person, 3 times, the 4th time fee of $650 applies

Join other Chapter leaders to learn best practices to help your Chapter Board become more effective. The year’s conference will offer industry insights and strategy sessions to help you strengthen member engagement and take your chapter to the next level. 

Sessions and topics for our 2026 event will include:
• Leadership
• Industry Insights
• Board Management Best Practices
• Programming and Chapter Collaboration
• Communication Tools and Resources
• Membership

For the past 20 years, the ProSight annual GCOR conference has helped practitioners identify and manage key and emerging risks as institutions adapt business models, transform technology and operating processes, increase reliance on third parties and respond to increasing cyber threats, while facing increased customer expectations and an evolving regulatory landscape. Where the only constants are the volume and velocity of change, GCOR — the ProSight annual Governance, Compliance, and Operational Resiliency conference — stands out as the only event of its kind developed by the industry for the industry.

For inquiries into our all-access institutional pricing, contact your Relationship Manager

2026 Internal Audit Seminar Series:
Wealth Management & Fiduciary Risk: Audit Considerations for Evolving Topics and Risk

Date & Time:
June 24, 2026, 12:00 p.m. - 1:00 p.m. ET

This session focuses on emerging Wealth Management and fiduciary risks, including suitability, conflicts of interest, operational controls, and regulatory developments. Internal Audit coverage expectations and multi-line-of-defense roles will be discussed in the context of evolving client, product, and platform demands.

Learning Objectives:
Participants will be able to:
• Identify emerging and ongoing regulatory requirements impacting Wealth Management and fiduciary activities.
• Assess Internal Audit’s role in evaluating governance, suitability, and operational controls related to fiduciary services.
• Compare differing audit approaches for coverage of Wealth Management and fiduciary risk areas.

Event Dates & Times:
July 14, 2026 2:00 p.m. - 5:00 p.m. ET 
July 15, 2026 2:00 p.m. - 5:00 p.m. ET

Once you have registered through the ProSight website you will receive an email to complete your registration for this event in Zoom.

The Community Banking Credit & Lending Forum is a new peer-learning event that focuses on current issues facing community bankers.  Participants will hear presentations from guest speakers on a variety of timely topics and share information, ask questions, and exchange ideas to broaden their knowledge and understanding of the issues discussed. Who will benefit? Experienced community bankers (credit and lending officers, chief credit officers, chief risk officers, senior lenders who handle the lending and credit oversight at community banks generally with asset sizes that are under $10 billion.

Learning Objectives:
1. You will benefit from the problem solving techniques discussed by your peers, regardless of the size of your institution. 
2. Expect to share information, ask questions, and exchange ideas to broaden your knowledge and understanding of the issues discussed. 
3. The forum presents an excellent opportunity for you to meet and discuss common challenges with your peers.

Who Would Benefit? 
Experienced community bankers (credit and lending officers, chief credit officers, chief risk officers, senior lenders) who handle the lending and credit oversight for at community banks generally with asset sizes that are under $10 billion.

Asset size:
$0 to $20B

2026 Internal Audit Seminar Series:
Internal Audit in the Age of AI: Advancing Assurance and Governance Through Intelligent Technology

Date & Time:
July 22, 2026, 12:00 p.m. - 1:00 p.m. ET

This session examines how Internal Audit can responsibly leverage AI tools to improve audit execution while enhancing coverage of organizational AI governance and risk management practices. Real-world practical use cases and current supervisory expectations will be discussed.

Learning Objectives:
Participants will be able to:
• Analyze current successes and lessons learned on how Internal Audit can leverage AI to improve audit efficiency, risk identification, and analysis.
• Evaluate governance, risk management, and control practices for organizational use of AI across business and operational processes.
• Interpret current and emerging regulatory expectations regarding AI governance, model risk, and responsible use.

2026 Internal Audit Seminar Series:
Effective Board Engagement: Enhancing Internal Audit’s Influence and Strategic Alignment

Date & Time:
August 19, 2026, 12:00 p.m. - 1:00 p.m. ET

This session explores strategies for strengthening Internal Audit’s relationship with the Board and Audit Committee. Participants will review leading practices for communication, reporting, and positioning the audit function as a strategic advisor.

Learning Objectives:
Participants will be able to:
• Identify Board and Audit Committee expectations for Internal Audit scope, reporting, and performance.
• Apply leading practices for communicating audit results and risk insights effectively with directors.
• Evaluate approaches for aligning Internal Audit activities with Board priorities and strategic objectives.

2026 Internal Audit Seminar Series:
Cyber Risk & Technology Resilience: Internal Audit’s Role in a Complex Threat Environment

Date & Time:
September 23, 2026, 12:00 p.m. - 1:00 p.m. ET

This session provides an in-depth review of emerging cyber threats, resilience expectations, and technology governance risks. Participants will learn audit strategies for evaluating cyber defenses, incident readiness, and alignment with regulatory expectations.

Learning Objectives:
Participants will be able to:
• Identify emerging cyber and technology risks impacting the financial services industry.
• Apply audit practices for assessing cyber defenses, incident response, and technology resilience.
• Interpret supervisory expectations related to cyber and technology risk management.